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FULLER H B CO — Director's Dealing 2020
Dec 1, 2020
31338_dirs_2020-12-01_7d64fef1-cac1-4980-8c39-cb26a2f671bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2020-11-30
Reporting Person: Weaver Nathan D. (VP, Human Resources)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-30 | Performance Stock Option (Right-to-Buy) | $51.3500 | D | 1000.0000 | Disposed | 2028-05-15 | Common Stock (1000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3209.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $26.6600 | 2030-04-02 | Common Stock (9732.0000) | 9732.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (5451.0000) | 5451.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $32.3200 | 2022-04-12 | Common Stock (1797.0000) | 1797.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (5988.0000) | 5988.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $45.0500 | 2019-01-24 | Common Stock (6115.0000) | 6115.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.3500 | 2030-01-24 | Common Stock (5362.0000) | 5362.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (5326.0000) | 5326.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (4976.0000) | 4976.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (4585.0000) | 4585.0000 | Direct |
| Phantom Units | $0.0000 | Common Stock (6334.9900) | 6334.9900 | Direct | |
| Restricted Stock Units | $0.0000 | 2022-01-24 | Common Stock (452.3900) | 452.3900 | Direct |
| Restricted Stock Units | $0.0000 | 2023-01-24 | Common Stock (558.0300) | 558.0300 | Direct |
| Restricted Stock Units | $0.0000 | 2021-01-25 | Common Stock (171.1800) | 171.1800 | Direct |
| Restricted Stock Units | $0.0000 | 2023-04-02 | Common Stock (1008.2400) | 1008.2400 | Direct |
Footnotes
F1: Represents the forfeiture of performance-based stock options granted to the reporting person on May 15, 2018 that were eligible to vest contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance. On November 30, 2020, the Compensation Committee of the Company determined that, based on the Company's performance over the applicable performance period, the options would vest at 0% and will be forfeited.
F2: This option vests in three equal annual installments beginning on the date shown.
F3: This option is 100% vested.
F4: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F5: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F6: Amount includes stock units acquired pursuant to a dividend equivalent feature.
F7: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F8: These restricted stock units vest in three equal annual installments beginning on the date shown.
F9: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.