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FULLER H B CO Director's Dealing 2018

Jan 23, 2018

31338_dirs_2018-01-23_8c844a98-a155-4a7a-a0f9-af9a41561a7c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2018-01-19

Reporting Person: Kenny Steven (Senior VP, Emerging Markets)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-19 Common Stock M 1355.0000 $54.8300 Acquired 30356.3710 Direct
2018-01-19 Common Stock M 1153.0000 $54.8300 Acquired 31509.3710 Direct
2018-01-19 Common Stock F 543.0000 $54.8300 Disposed 30966.3710 Direct
2018-01-19 Common Stock F 638.0000 $54.8300 Disposed 30328.3710 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-19 Performance Stock Units $0.0000 M 1355.0000 Disposed 2019-01-19 Common Stock (1355.0000) Direct
2018-01-19 Restricted Stock Units $0.0000 M 1153.0000 Disposed 2019-01-19 Common Stock (1153.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $20.5700 2019-12-03 Common Stock (28935.0000) 28935.0000 Direct
Employee Stock Option (Right-to-Buy) $22.2700 2021-01-20 Common Stock (28768.0000) 28768.0000 Direct
Employee Stock Option (Right-to-Buy) $28.4000 2022-01-26 Common Stock (25960.0000) 25960.0000 Direct
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (29832.0000) 29832.0000 Direct
Employee Stock Option (Right-to-Buy) $39.6400 2023-01-24 Common Stock (18712.0000) 18712.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (22789.0000) 22789.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (16644.0000) 16644.0000 Direct
Employee Stock Option (Right-to-Buy) $50.1000 2027-01-26 Common Stock (23696.0000) 23696.0000 Direct
Performance Stock Option (Right-to-Buy) $57.7000 2027-10-20 Common Stock (34403.0000) 34403.0000 Direct
Performance Stock Units $0.0000 2020-01-26 Common Stock (2569.8300) 2569.8300 Direct
Restricted Stock Units $0.0000 2018-01-22 Common Stock (2053.0700) 2053.0700 Direct
Restricted Stock Units $0.0000 2020-01-26 Common Stock (5130.5400) 5130.5400 Direct

Footnotes

F1: Shares withheld for taxes due on 1,153 shares issued.

F2: Shares withheld for taxes due on 1,355 shares issued.

F3: Amount includes shares acquired pursuant to a dividend reinvestment plan.

F4: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F5: This amount reflects a 117.5% payout based on the performance criteria achieved.

F6: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F7: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F8: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F9: These restricted stock units vest in three equal annual installments beginning on the date shown.

F10: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

F11: This option is 100% vested.

F12: This option vests in three equal annual installments beginning on the date shown.

F13: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.

F14: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.