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FULLER H B CO — Director's Dealing 2018
Jan 30, 2018
31338_dirs_2018-01-29_ac401e19-10b5-4cd3-b29a-f04a8e6202ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2018-01-25
Reporting Person: Cai Zhiwei (Sr. VP, Engineering Adhesives)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-25 | Employee Stock Option (Right-to-Buy) | $53.5700 | A | 16375.0000 | Acquired | 2028-01-25 | Common Stock (16375.0000) | Direct |
| 2018-01-25 | Performance Stock Units | $0.0000 | A | 1730.0000 | Acquired | 2021-01-25 | Common Stock (1730.0000) | Direct |
| 2018-01-25 | Restricted Stock Units | $0.0000 | A | 1730.0000 | Acquired | 2021-01-25 | Common Stock (1730.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3752.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (9546.0000) | 9546.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $36.0000 | 2026-02-12 | Common Stock (6649.0000) | 6649.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.3300 | 2024-10-01 | Common Stock (1669.0000) | 1669.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (2806.0000) | 2806.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (7292.0000) | 7292.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.8000 | 2025-02-02 | Common Stock (27726.0000) | 27726.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (2746.0000) | 2746.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (13033.0000) | 13033.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $57.7000 | 2027-10-20 | Common Stock (62552.0000) | 62552.0000 | Direct |
| Performance Stock Units | $0.0000 | 2019-01-19 | Common Stock (379.3400) | 379.3400 | Direct |
| Performance Stock Units | $0.0000 | 2020-01-26 | Common Stock (1412.8400) | 1412.8400 | Direct |
| Performance Stock Units | $0.0000 | 2019-02-12 | Common Stock (521.3900) | 521.3900 | Direct |
| Phantom Units | $0.0000 | Common Stock (703.6000) | 703.6000 | Direct | |
| Restricted Stock Units | $0.0000 | 2019-01-19 | Common Stock (381.3300) | 381.3300 | Direct |
| Restricted Stock Units | $0.0000 | 2020-01-26 | Common Stock (3589.2600) | 3589.2600 | Direct |
| Restricted Stock Units | $0.0000 | 2019-02-12 | Common Stock (521.5500) | 521.5500 | Direct |
| Restricted Stock Units | $0.0000 | 2020-02-12 | Common Stock (20222.4400) | 20222.4400 | Direct |
Footnotes
F1: This option vests in three equal annual installments beginning on the date shown.
F2: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F3: Each performance stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.
F4: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F5: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F6: These restricted stock units vest in three equal annual installments beginning on the date shown.
F7: This option is 100% vested.
F8: This option vests in two equal annual installments beginning on the date shown upon the achievement of certain gross margin targets being met.
F9: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
F10: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F11: Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F12: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F13: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F14: Amount includes stock units acquired pursuant to a dividend equivalent feature.
F15: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.