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FULLER H B CO — Director's Dealing 2018
Jan 31, 2018
31338_dirs_2018-01-30_aac721f1-1905-4f91-a2b3-e1dda17a6ec9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2018-01-26
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-26 | Common Stock | M | 8653.0000 | $54.5300 | Acquired | 164857.7760 | Direct |
| 2018-01-26 | Common Stock | M | 5703.0000 | $54.5300 | Acquired | 170560.7760 | Direct |
| 2018-01-26 | Common Stock | F | 2601.0000 | $54.5300 | Disposed | 167959.7760 | Direct |
| 2018-01-26 | Common Stock | F | 3881.0000 | $54.5300 | Disposed | 164078.7760 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-26 | Performance Stock Units | $0.0000 | M | 5703.0000 | Disposed | 2020-01-26 | Common Stock (5703.0000) | Direct |
| 2018-01-26 | Performance Stock Units (CEO) | $0.0000 | M | 8653.0000 | Disposed | 2020-01-26 | Common Stock (8653.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 346.0000 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (33275.0000) | 33275.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (48331.0000) | 48331.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $25.1900 | 2021-07-07 | Common Stock (15748.0000) | 15748.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (77881.0000) | 77881.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (182039.0000) | 182039.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (80697.0000) | 80697.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (112727.0000) | 112727.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (79061.0000) | 79061.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $50.1000 | 2027-01-26 | Common Stock (151826.0000) | 151826.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $53.5700 | 2028-01-25 | Common Stock (146887.0000) | 146887.0000 | Direct |
| Performance Stock Option (Right-to-Buy) | $57.7000 | 2027-10-20 | Common Stock (289684.0000) | 289684.0000 | Direct |
| Performance Stock Units | $0.0000 | 2019-01-19 | Common Stock (7221.7400) | 7221.7400 | Direct |
| Performance Stock Units | $0.0000 | 2021-01-25 | Common Stock (15521.0000) | 15521.0000 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2019-01-19 | Common Stock (7251.7400) | 7251.7400 | Direct |
| Performance Stock Units (CEO) | $0.0000 | 2021-01-25 | Common Stock (15521.0000) | 15521.0000 | Direct |
Footnotes
F1: Shares withheld for taxes due on 5,703 shares issued.
F2: Shares withheld for taxes due on 8,653 shares issued.
F3: Amount includes 189,261 restricted shares that are 100% vested and restricted shares acquired pursuant to a dividend accrual feature.
F4: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F5: Held jointly by spouse and son.
F6: These performance stock units convert into shares of common stock on a 1-for-1 basis.
F7: This amount reflects a 105% payout based on the performance criteria achieved.
F8: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F9: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F10: These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.
F11: Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F12: This option is 100% vested.
F13: This option vests in three equal annual installments beginning on the date shown.
F14: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.