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FULLER H B CO Director's Dealing 2018

Dec 14, 2018

31338_dirs_2018-12-14_db98bbea-e0e5-4f2d-8678-9ea044f0010e.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2018-12-01

Reporting Person: Keenan Timothy J (VP, Gen. Counsel & Corp. Sec.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-01 Common Stock G 20.0000 $0.0000 Disposed 22940.0000 Direct
2018-08-01 Common Stock G 90.0000 $0.0000 Disposed 22850.0000 Direct
2018-08-02 Common Stock G 30.0000 $0.0000 Disposed 22820.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5.7200 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $20.5700 2019-12-03 Common Stock (13205.0000) 13205.0000 Direct
Employee Stock Option (Right-to-Buy) $22.2700 2021-01-20 Common Stock (15822.0000) 15822.0000 Direct
Employee Stock Option (Right-to-Buy) $28.4000 2022-01-26 Common Stock (14278.0000) 14278.0000 Direct
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (16408.0000) 16408.0000 Direct
Employee Stock Option (Right-to-Buy) $39.6400 2023-01-24 Common Stock (10291.0000) 10291.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (12534.0000) 12534.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (9154.0000) 9154.0000 Direct
Employee Stock Option (Right-to-Buy) $51.1000 2027-01-26 Common Stock (14336.0000) 14336.0000 Direct
Employee Stock Option (Right-to-Buy) $53.5700 2028-01-25 Common Stock (13100.0000) 13100.0000 Direct
Performance Stock Option (Right-to-Buy) $57.7000 2027-10-20 Common Stock (34403.0000) 34403.0000 Direct
Performance Stock Units $0.0000 2019-01-19 Common Stock (659.2400) 659.2400 Direct
Performance Stock Units $0.0000 2021-01-25 Common Stock (1396.5800) 1396.5800 Direct
Performance Stock Units $0.0000 2020-01-26 Common Stock (1054.0100) 1054.0100 Direct
Restricted Stock Units $0.0000 2019-01-19 Common Stock (663.3200) 663.3200 Direct
Restricted Stock Units $0.0000 2021-01-25 Common Stock (1396.5800) 1396.5800 Direct
Restricted Stock Units $0.0000 2020-01-26 Common Stock (2299.4300) 2299.4300 Direct

Footnotes

F1: Bona fide gift made by the Reporting Person on August 1, 2018.

F2: Bona fide gift made by the Reporting Person on August 2, 2018.

F3: Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.

F4: This option is 100% vested.

F5: This option vests in three equal annual installments beginning on the date shown.

F6: These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.

F7: These performance stock units convert into shares of common stock on a 1-for-1 basis.

F8: These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.

F9: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

F10: These performance stock units convert into shares of common stock on a 1-for-1 basis

F11: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F12: These restricted stock units vest in three equal annual installments beginning on the date shown.

F13: Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.