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FULLER H B CO — Director's Dealing 2016
Jan 22, 2016
31338_dirs_2016-01-21_5a4c4660-9c57-4748-8836-4b49d590c0d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2016-01-19
Reporting Person: Campe Heather (VP, Asia Pacific)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-19 | Employee Stock Option (Right-to-Buy) | $33.3800 | A | 19689.0000 | Acquired | 2026-01-19 | Common Stock (19689.0000) | Direct |
| 2016-01-19 | Restricted Stock Units | $0.0000 | A | 2252.0000 | Acquired | Common Stock (2252.0000) | Direct | |
| 2016-01-19 | Restricted Stock Units | $0.0000 | A | 2252.0000 | Acquired | 2019-01-19 | Common Stock (2252.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2807.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (2013.0000) | 2013.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (12534.0000) | 12534.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (7323.0000) | 7323.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (5988.0000) | 5988.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (1998.0000) | 1998.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (1446.0000) | 1446.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2018-01-22 | Common Stock (3240.9600) | 3240.9600 | Direct |
| Restricted Stock Units | $0.0000 | 2017-01-23 | Common Stock (1477.4500) | 1477.4500 | Direct |
| Restricted Stock Units | $0.0000 | 2016-01-24 | Common Stock (802.5100) | 802.5100 | Direct |
Footnotes
F1: Amended and Restated Year 2000 Stock Incentive Plan: 283.75 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan and vested on January 26, 2015. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
F2: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F3: H.B. Fuller Company 2013 Master Incentive Plan: Each restricted stock unit represents a contingent right to receive one share of H.B. Fuller common stock. Prior to vesting, the number of units subject to the award will be adjusted based on the company's return on invested capital performance for the applicable year. The number of units may increase to as much as 200% or decrease as low as 0% of the initial number of units depending on the level of ROIC performance. The grant amount is shown at a target level of performance.
F4: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F5: These restricted stock units expire on January 19, 2019.
F6: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F7: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F8: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
F9: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
F10: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
F11: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
F12: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
F13: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
F14: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
F15: Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F16: Amended and Restated Year 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 24, 2014.
F17: Amended and Restated Year 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.