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FULLER H B CO Director's Dealing 2016

Jul 29, 2016

31338_dirs_2016-07-29_43a6b0d5-6f3b-494a-aced-e3efe54a6f00.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2016-07-27

Reporting Person: Owens James (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-07-27 Common Stock M 13691.0000 $14.1500 Acquired 151293.2860 Direct
2016-07-27 Common Stock S 13691.0000 $46.2906 Disposed 137602.2860 Direct
2016-07-28 Common Stock M 13309.0000 $14.1500 Acquired 150911.2860 Direct
2016-07-28 Common Stock S 13309.0000 $46.4556 Disposed 137602.2860 Direct
2016-07-29 Common Stock M 20663.0000 $14.1500 Acquired 158265.2860 Direct
2016-07-29 Common Stock M 7385.0000 $19.0300 Acquired 165650.2860 Direct
2016-07-29 Common Stock S 28048.0000 $46.4866 Disposed 137602.2860 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-27 Employee Stock Option (Right-to-Buy) $14.1500 M 13691.0000 Disposed 2018-12-04 Common Stock (13691.0000) Direct
2016-07-28 Employee Stock Option (Right-to-Buy) $14.1500 M 13309.0000 Disposed 2018-12-04 Common Stock (13309.0000) Direct
2016-07-29 Employee Stock Option (Right-to-Buy) $19.0300 M 7385.0000 Disposed 2018-10-02 Common Stock (7385.0000) Direct
2016-07-29 Employee Stock Option (Right-to-Buy) $14.1500 M 20663.0000 Disposed 2018-12-04 Common Stock (20663.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 340.0700 Indirect
Common Stock 280.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (182039.0000) 182039.0000 Direct
Employee Stock Option (Right-to-Buy) $22.2700 2021-01-20 Common Stock (48331.0000) 48331.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (112727.0000) 112727.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (79061.0000) 79061.0000 Direct
Employee Stock Option (Right-to-Buy) $39.6400 2023-01-24 Common Stock (80697.0000) 80697.0000 Direct
Employee Stock Option (Right-to-Buy) $28.4000 2022-01-26 Common Stock (77881.0000) 77881.0000 Direct
Employee Stock Option (Right-to-Buy) $25.1900 2021-07-07 Common Stock (15748.0000) 15748.0000 Direct
Employee Stock Option (Right-to-Buy) $20.5700 2019-12-03 Common Stock (33275.0000) 33275.0000 Direct
Restricted Stock Units $0.0000 Common Stock (20895.8400) 20895.8400 Direct
Restricted Stock Units $0.0000 2019-01-19 Common Stock (21028.4800) 21028.4800 Direct
Restricted Stock Units $0.0000 2018-01-22 Common Stock (19663.0600) 19663.0600 Direct
Restricted Stock Units $0.0000 2017-01-23 Common Stock (8147.7800) 8147.7800 Direct

Footnotes

F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.34. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.6575. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F3: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.42 to $46.67. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F4: Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vested in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on January 20, 2012; (b) 31,472 restricted shares that vested in three equal installments beginning on January 26, 2013; (c) 30,794 restricted shares that vested in three equal annual installments beginning on January 24, 2014; and (d) 73,907 restricted shares (50% of these shares vested on January 24, 2016 and 50% will vest on January 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.

F5: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.

F6: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.

F7: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F8: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F9: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.

F10: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.

F11: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F12: These restricted stock units expire on January 19, 2019.

F13: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.

F14: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017, subject to one or more performance measures being achieved. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F15: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.

F16: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.