AI assistant
FULLER H B CO — Director's Dealing 2016
Jul 29, 2016
31338_dirs_2016-07-29_43a6b0d5-6f3b-494a-aced-e3efe54a6f00.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2016-07-27
Reporting Person: Owens James (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-27 | Common Stock | M | 13691.0000 | $14.1500 | Acquired | 151293.2860 | Direct |
| 2016-07-27 | Common Stock | S | 13691.0000 | $46.2906 | Disposed | 137602.2860 | Direct |
| 2016-07-28 | Common Stock | M | 13309.0000 | $14.1500 | Acquired | 150911.2860 | Direct |
| 2016-07-28 | Common Stock | S | 13309.0000 | $46.4556 | Disposed | 137602.2860 | Direct |
| 2016-07-29 | Common Stock | M | 20663.0000 | $14.1500 | Acquired | 158265.2860 | Direct |
| 2016-07-29 | Common Stock | M | 7385.0000 | $19.0300 | Acquired | 165650.2860 | Direct |
| 2016-07-29 | Common Stock | S | 28048.0000 | $46.4866 | Disposed | 137602.2860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-27 | Employee Stock Option (Right-to-Buy) | $14.1500 | M | 13691.0000 | Disposed | 2018-12-04 | Common Stock (13691.0000) | Direct |
| 2016-07-28 | Employee Stock Option (Right-to-Buy) | $14.1500 | M | 13309.0000 | Disposed | 2018-12-04 | Common Stock (13309.0000) | Direct |
| 2016-07-29 | Employee Stock Option (Right-to-Buy) | $19.0300 | M | 7385.0000 | Disposed | 2018-10-02 | Common Stock (7385.0000) | Direct |
| 2016-07-29 | Employee Stock Option (Right-to-Buy) | $14.1500 | M | 20663.0000 | Disposed | 2018-12-04 | Common Stock (20663.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 340.0700 | Indirect |
| Common Stock | 280.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $33.3800 | 2026-01-19 | Common Stock (182039.0000) | 182039.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (48331.0000) | 48331.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $41.0000 | 2025-01-22 | Common Stock (112727.0000) | 112727.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $48.9200 | 2024-01-23 | Common Stock (79061.0000) | 79061.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (80697.0000) | 80697.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (77881.0000) | 77881.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $25.1900 | 2021-07-07 | Common Stock (15748.0000) | 15748.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (33275.0000) | 33275.0000 | Direct |
| Restricted Stock Units | $0.0000 | Common Stock (20895.8400) | 20895.8400 | Direct | |
| Restricted Stock Units | $0.0000 | 2019-01-19 | Common Stock (21028.4800) | 21028.4800 | Direct |
| Restricted Stock Units | $0.0000 | 2018-01-22 | Common Stock (19663.0600) | 19663.0600 | Direct |
| Restricted Stock Units | $0.0000 | 2017-01-23 | Common Stock (8147.7800) | 8147.7800 | Direct |
Footnotes
F1: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.34. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.6575. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F3: The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.42 to $46.67. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vested in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on January 20, 2012; (b) 31,472 restricted shares that vested in three equal installments beginning on January 26, 2013; (c) 30,794 restricted shares that vested in three equal annual installments beginning on January 24, 2014; and (d) 73,907 restricted shares (50% of these shares vested on January 24, 2016 and 50% will vest on January 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
F5: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F6: Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
F7: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F8: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
F10: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
F11: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F12: These restricted stock units expire on January 19, 2019.
F13: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
F14: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017, subject to one or more performance measures being achieved. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
F15: H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
F16: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.