Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FULLER H B CO Director's Dealing 2016

Oct 4, 2016

31338_dirs_2016-10-04_fd9b0b61-7dda-4cf1-b7aa-9e76c102de4a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2016-10-01

Reporting Person: Cai Zhiwei (VP, Engineering Adhesives)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-10-01 Common Stock M 167.0000 $46.4700 Acquired 1527.0000 Direct
2016-10-01 Common Stock F 65.0000 $46.4700 Disposed 1462.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-01 Restricted Stock Units $0.0000 M 167.0000 Disposed 2017-10-01 Common Stock (167.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right-to-Buy) $33.3800 2026-01-19 Common Stock (9546.0000) 9546.0000 Direct
Employee Stock Option (Right-to-Buy) $41.0000 2025-01-22 Common Stock (7292.0000) 7292.0000 Direct
Employee Stock Option (Right-to-Buy) $48.9200 2024-01-23 Common Stock (2746.0000) 2746.0000 Direct
Employee Stock Option (Right-to-Buy) $41.8000 2025-02-02 Common Stock (27726.0000) 27726.0000 Direct
Employee Stock Option (Right-to-Buy) $36.0000 2026-02-12 Common Stock (6649.0000) 6649.0000 Direct
Employee Stock Option (Right-to-Buy) $39.3300 2024-10-01 Common Stock (1669.0000) 1669.0000 Direct
Performance Stock Units $0.0000 2019-01-19 Common Stock (1102.5900) 1102.5900 Direct
Performance Stock Units $0.0000 2019-02-12 Common Stock (764.6900) 764.6900 Direct
Phantom Units $0.0000 Common Stock (191.2700) 191.2700 Direct
Restricted Stock Units $0.0000 2019-01-19 Common Stock (1102.5900) 1102.5900 Direct
Restricted Stock Units $0.0000 2018-01-22 Common Stock (1283.5100) 1283.5100 Direct
Restricted Stock Units $0.0000 2017-01-23 Common Stock (292.9200) 292.9200 Direct
Restricted Stock Units $0.0000 2019-02-12 Common Stock (764.6900) 764.6900 Direct
Restricted Stock Units $0.0000 2020-02-12 Common Stock (19935.4100) 19935.4100 Direct

Footnotes

F1: Shares withheld for taxes due on 167 shares issued pursuant to the H.B. Fuller Company 2013 Master Stock Incentive Plan.

F2: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.

F3: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on October 1, 2015.

F4: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.

F5: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F6: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.

F7: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.

F8: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in two equal annual installments beginning on February 2, 2018 upon the achievement of certain gross margin targets being met.

F9: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on February 12, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F10: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on October 1, 2015.

F11: H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis. Referred to as restricted stock units in previous filing.

F12: H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant. Referred to as restricted stock units in previous filing.

F13: H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan. Referred to as restricted stock units in previous filing.

F14: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.

F15: Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.

F16: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employee Deferred Compensation Plan.

F17: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F18: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.

F19: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.

F20: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on February 12, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.

F21: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on February 12, 2018.