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FULLER H B CO — Director's Dealing 2014
Jan 27, 2014
31338_dirs_2014-01-27_74c82054-3b70-4628-bcf6-777e5f853bf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2014-01-23
Reporting Person: Trippel Patrick J. (Sr. VP, Market Development)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-23 | Employee Stock Option (Right-to-Buy) | $48.9200 | A | 16644.0000 | Acquired | 2024-01-23 | Common Stock (16644.0000) | Direct |
| 2014-01-23 | Restricted Stock Units | $0.0000 | A | 4899.0000 | Acquired | 2017-01-23 | Common Stock (4899.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28128.0550 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $39.6400 | 2023-01-24 | Common Stock (18712.0000) | 18712.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $28.4000 | 2022-01-26 | Common Stock (25960.0000) | 25960.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $21.3700 | 2021-04-26 | Common Stock (35549.0000) | 35549.0000 | Direct |
Footnotes
F1: Amended and Restated Year 2000 Stock Incentive Plan: 21,818 restricted shares were awarded pursuant to the H.B. Fuller Company Amended and Restated 2000 Stock Incentive Plan. This amount includes 14,678 restricted shares that will vest in three equal annual installments beginning April 26, 2012 and 7,140 shares that will vest in three equal annual installments beginning on January 24, 2014. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
F2: H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
F3: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F4: H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015.
F5: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 24, 2014.
F6: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
F7: Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on April 26, 2012.