AI assistant
FULLER H B CO — Director's Dealing 2011
Jan 14, 2011
31338_dirs_2011-01-14_9e762688-0ca6-4066-b9ad-5c75e578b76c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2011-01-14
Reporting Person: GIERTZ JAMES R (Senior VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-14 | Common Stock | P | 2594.0000 | $22.5000 | Acquired | 42052.1500 | Direct |
| 2011-01-14 | Common Stock | P | 700.0000 | $22.4700 | Acquired | 42752.1500 | Direct |
| 2011-01-14 | Common Stock | P | 592.0000 | $22.4500 | Acquired | 43344.1500 | Direct |
| 2011-01-14 | Common Stock | P | 500.0000 | $22.4900 | Acquired | 43844.1500 | Direct |
| 2011-01-14 | Common Stock | P | 500.0000 | $22.4600 | Acquired | 44344.1500 | Direct |
| 2011-01-14 | Common Stock | P | 114.0000 | $22.4800 | Acquired | 44458.1500 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1097.7500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $20.9300 | 2018-04-02 | Common Stock (23971.0000) | 23971.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (31828.0000) | 31828.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (47663.0000) | 47663.0000 | Direct |
Footnotes
F1: Amended and Restated 2000 Stock Incentive Plan: 30,178 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 6,002 restricted shares that will vest effective April 2, 2011; 10,974 restricted shares that will vest effective December 4, 2011; and 13,202 restricted shares that will vest in three equal annual installments beginning on December 3, 2010. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F2: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on April 2, 2009.
F4: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F5: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.