AI assistant
FULLER H B CO — Director's Dealing 2011
Oct 31, 2011
31338_dirs_2011-10-31_f5f8118b-0384-498b-9d90-5ca5359ff135.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2011-10-27
Reporting Person: SNYDER BARRY S (VP and Chief Tech. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-27 | Common Stock | D | 0.1810 | $23.3300 | Disposed | 31092.4790 | Direct |
| 2011-10-27 | Common Stock | F | 3341.0000 | $23.3300 | Disposed | 27751.4790 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 409.1100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $22.2700 | 2021-01-20 | Common Stock (15822.0000) | 15822.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $12.9400 | 2018-10-27 | Common Stock (44615.0000) | 44615.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (15914.0000) | 15914.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (28037.0000) | 28037.0000 | Direct |
Footnotes
F1: Cash settlement of fractional share in connection with vesting of restricted stock by reporting person.
F2: Shares withheld for taxes due on 10,214.181 shares issued pursuant to the Amended and Restated 2000 Stock Incentive Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: 22,851 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 9,795 restricted shares that vested effective October 27, 2011; 6,455 restricted shares that will vest effective December 4, 2011; 6,601 restricted shares that will vest in three equal annual installments beginning on December 3, 2010; and 6,535 restricted shares that will vest in three equal annual installments beginning on January 20, 2012. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F4: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F5: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
F6: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on October 27, 2009.
F7: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F8: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.