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FULLER H B CO — Director's Dealing 2010
Oct 5, 2010
31338_dirs_2010-10-05_24ca03ea-8f6e-4e06-85b8-e1fc719610a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2010-10-01
Reporting Person: MCCREARY JAMES C (VP and Corp. Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-01 | Phantom Units | $0.0000 | A | 12.2200 | Acquired | Common Stock (12.2200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25117.7160 | Direct |
| Common Stock | 5914.3800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $12.9750 | 2012-01-17 | Common Stock (15368.0000) | 15368.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.0150 | 2015-12-01 | Common Stock (16776.0000) | 16776.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.4900 | 2014-12-02 | Common Stock (18348.0000) | 18348.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.6500 | 2013-12-03 | Common Stock (15244.0000) | 15244.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.5700 | 2019-12-03 | Common Stock (9259.0000) | 9259.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.7900 | 2016-12-04 | Common Stock (9646.0000) | 9646.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.1500 | 2018-12-04 | Common Stock (16822.0000) | 16822.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.6500 | 2017-12-06 | Common Stock (8520.0000) | 8520.0000 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.9500 | 2012-12-09 | Common Stock (14044.0000) | 14044.0000 | Direct |
| Phantom Units | $0.0000 | 1988-08-08 | Common Stock (3355.8500) | 3355.8500 | Direct |
| Restricted Stock Units | $0.0000 | 2012-12-03 | Common Stock (3876.5600) | 3876.5600 | Direct |
Footnotes
F1: Amended and Restated 2000 Stock Incentive Plan: 8,506 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 2,499 restricted shares that vested effective December 4, 2009; 2,134 restricted shares that will vest effective December 6, 2010 and 3,873 restricted shares that will vest effective December 4, 2011. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F2: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company Thrift Plan.
F3: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F4: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F5: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F6: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on January 17, 2003.
F7: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 1, 2006.
F8: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 2, 2005.
F9: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 3, 2004.
F10: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F11: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F12: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
F13: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 6, 2008.
F14: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 9, 2003.
F15: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F16: Deferred Compensation Plan: These units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F17: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F18: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F19: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010.