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FULLER H B CO — Director's Dealing 2009
Dec 7, 2009
31338_dirs_2009-12-07_8c30e2e3-62c5-4285-bac9-d538fa397714.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2009-12-03
Reporting Person: Owens James (Senior VP, North America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-03 | Common Stock | A | 13802 | — | Acquired | 33035.81 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-03 | Employee Stock Option (Right-to-Buy) | $20.57 | A | 33275 | Acquired | 2019-12-03 | Common Stock (33275) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 316.04 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $19.03 | 2018-10-02 | Common Stock (7385) | 7385 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | Common Stock (47663) | 47663 | Direct |
Footnotes
F1: Amended and Restated 2000 Stock Incentive Plan: 26,625 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 1,849 restricted shares that will vest effective October 2, 2011; 10,974 restricted shares that will vest effective December 4, 2011; and 13,802 restricted shares that will vest in three equal annual installments beginning on December 3, 2010. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F2: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company Thrift Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F4: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on October 2, 2009.
F5: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.