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FULLER H B CO — Director's Dealing 2009
Dec 9, 2009
31338_dirs_2009-12-08_121656a4-e725-4546-9616-631dc35f0533.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2009-12-04
Reporting Person: GILLIGAN KEVIN M (Vice President, Asia-Pacific)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-04 | Common Stock | D | 0.407 | $21.14 | Disposed | 5584 | Direct |
| 2009-12-04 | Common Stock | F | 718 | $21.14 | Disposed | 4866 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5847.3 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $13.95 | 2012-12-09 | Common Stock (2342) | 2342 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (10162) | 10162 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (12232) | 12232 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (11184) | 11184 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (6431) | 6431 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.65 | 2017-12-06 | Common Stock (14200) | 14200 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | Common Stock (33644) | 33644 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | Common Stock (14322) | 14322 | Direct |
| Phantom Units | $0 | Common Stock (286.45) | 286.45 | Direct | |
| Restricted Stock Units | $0 | 2010-12-06 | Common Stock (3658.74) | 3658.74 | Direct |
| Restricted Stock Units | $0 | 2011-12-04 | Common Stock (7868.64) | 7868.64 | Direct |
| Restricted Stock Units | $0 | 2012-12-03 | Common Stock (5940) | 5940 | Direct |
Footnotes
F1: Cash settlement of fractional share in connection with the vesting of restricted stock by reporting person.
F2: Shares withheld for taxes due on 1,730.407 shares issued pursuant to the Amended and Restated 2000 Stock Incentive Plan.
F3: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company Thrift Plan.
F4: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 9, 2003.
F5: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 3, 2004.
F6: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 2, 2005.
F7: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 1, 2006.
F8: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F9: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 6, 2008.
F10: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
F11: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
F12: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F13: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F14: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F15: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F16: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest effective December 6, 2010.
F17: Amended and Restated 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan.
F18: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest effective December 4, 2011.
F19: Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010.