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FULLER H B CO — Director's Dealing 2009
Dec 9, 2009
31338_dirs_2009-12-08_a45da674-e2af-4974-a61a-b32816dd36c7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2009-12-04
Reporting Person: Volpi Michele (President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-04 | Common Stock | D | 0.073 | $21.14 | Disposed | 157016.717 | Direct |
| 2009-12-04 | Common Stock | F | 5659 | $21.14 | Disposed | 151357.717 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2911.09 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $15.315 | 2012-06-27 | Common Stock (5122) | 5122 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.95 | 2012-12-09 | Common Stock (3364) | 3364 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (10162) | 10162 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (24464) | 24464 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (39608) | 39608 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (64309) | 64309 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.65 | 2017-12-06 | Common Stock (80653) | 80653 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.15 | 2018-12-04 | Common Stock (165622) | 165622 | Direct |
| Employee Stock Option (Right-to-Buy) | $20.57 | 2019-12-03 | Common Stock (115740) | 115740 | Direct |
| Phantom Units | $0 | Common Stock (3129.62) | 3129.62 | Direct | |
| Phantom Units | $0 | 1988-08-08 | Common Stock (765.56) | 765.56 | Direct |
Footnotes
F1: Cash settlement of fractional share in connection with the vesting of restricted stock by reporting person.
F2: Amended and Restated 2000 Stock Incentive Plan: 123,008 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. Amount includes 16,660 restricted shares that vested effective December 4, 2009; 20,206 restricted shares that will vest effective December 6, 2010; 38,135 restricted shares that will vest effective December 4, 2011; and 48,007 restricted shares that will vest in three equal annual installments beginning on December 3, 2010. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F3: Shares withheld for taxes due on 17,304.073 shares issued pursuant to the Amended and Restated 2000 Stock Incentive Plan.
F4: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company Thrift Plan.
F5: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on June 27, 2003.
F6: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 9, 2003.
F7: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 3, 2004.
F8: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 2, 2005.
F9: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 1, 2006.
F10: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F11: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 6, 2008.
F12: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
F13: Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal installments on January 31, 2011, December 3, 2011 and December 3, 2012.
F14: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F15: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F16: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F17: Deferred Compensation Plan: These units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F18: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.