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FULLER H B CO — Director's Dealing 2007
Jan 30, 2007
31338_dirs_2007-01-30_0b8b533b-ac68-4f37-b34f-b94c56d67d85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2007-01-29
Reporting Person: FEENAN JOHN A (Sr. VP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-29 | Common Stock | M | 26676 | $13.65 | Acquired | 64568.63 | Direct |
| 2007-01-29 | Common Stock | M | 12024 | $14.49 | Acquired | 76592.63 | Direct |
| 2007-01-29 | Common Stock | S | 100 | $24.67 | Disposed | 76492.63 | Direct |
| 2007-01-29 | Common Stock | S | 1000 | $24.65 | Disposed | 75492.63 | Direct |
| 2007-01-29 | Common Stock | S | 300 | $24.64 | Disposed | 75192.63 | Direct |
| 2007-01-29 | Common Stock | S | 1300 | $24.63 | Disposed | 73892.63 | Direct |
| 2007-01-29 | Common Stock | S | 4876 | $24.62 | Disposed | 69016.63 | Direct |
| 2007-01-29 | Common Stock | S | 6700 | $24.61 | Disposed | 62316.63 | Direct |
| 2007-01-29 | Common Stock | S | 1900 | $24.60 | Disposed | 60416.63 | Direct |
| 2007-01-29 | Common Stock | S | 7517 | $24.59 | Disposed | 52899.63 | Direct |
| 2007-01-29 | Common Stock | S | 1583 | $24.58 | Disposed | 51316.63 | Direct |
| 2007-01-29 | Common Stock | S | 1400 | $24.57 | Disposed | 49916.63 | Direct |
| 2007-01-29 | Common Stock | S | 100 | $24.68 | Disposed | 49816.63 | Direct |
| 2007-01-29 | Common Stock | S | 100 | $24.67 | Disposed | 49716.63 | Direct |
| 2007-01-29 | Common Stock | S | 200 | $24.66 | Disposed | 49516.63 | Direct |
| 2007-01-29 | Common Stock | S | 200 | $24.64 | Disposed | 49316.63 | Direct |
| 2007-01-29 | Common Stock | S | 3824 | $24.62 | Disposed | 45492.63 | Direct |
| 2007-01-29 | Common Stock | S | 300 | $24.60 | Disposed | 45192.63 | Direct |
| 2007-01-29 | Common Stock | S | 100 | $24.59 | Disposed | 45092.63 | Direct |
| 2007-01-29 | Common Stock | S | 100 | $24.57 | Disposed | 44992.63 | Direct |
| 2007-01-29 | Common Stock | S | 3400 | $24.55 | Disposed | 41592.63 | Direct |
| 2007-01-29 | Common Stock | S | 400 | $24.54 | Disposed | 41192.63 | Direct |
| 2007-01-29 | Common Stock | S | 400 | $24.53 | Disposed | 40792.63 | Direct |
| 2007-01-29 | Common Stock | S | 2900 | $24.52 | Disposed | 37892.63 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-29 | Employee Stock Option (Right-to-Buy) | $13.65 | M | 26676 | Disposed | 2013-12-03 | Common Stock (26676) | Direct |
| 2007-01-29 | Employee Stock Option (Right-to-Buy) | $14.49 | M | 12024 | Disposed | 2014-12-02 | Common Stock (12024) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 887.30 | Indirect |
| Part 2 of 2. | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $12.225 | 2013-10-01 | Common Stock (12500) | 12500 | Direct |
| Phantom Units | $0.0 | 1988-08-08 | Common Stock (5388.57) | 5388.57 | Direct |
| Phantom Units | $0.0 | 1988-08-08 | Common Stock (14376.27) | 14376.27 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (39608) | 39608 | Direct |
| Employee Stock Option(Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (27331) | 27331 | Direct |
Footnotes
F1: 2000 Stock Incentive Plan - This option vests in four equal annual installments beginning on August 25, 2004.
F2: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F3: Deferred Compensation Plan: Units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F4: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 3, 2004.
F5: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F6: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 2, 2005.
F7: 2000 Stock Incentive Plan: These restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. Amount includes 15,844 restricted shares that vest effective December 2, 2007, and 14,366 restricted shares that vest effective December 1, 2008, and 7080 restricted shares that vest effective December 4, 2009. Total amount also includes restricted shares acquired pursuant to a dividend reinvestment feature of the 2000 Stock Incentive Plan. All holdings changed to reflect August 4, 2006 2:1 stock split.
F8: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F9: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F10: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F11: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F12: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006.
F13: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning December 4, 2007.