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FULLER H B CO — Director's Dealing 2007
Mar 5, 2007
31338_dirs_2007-03-05_95b3ca10-130c-4609-954c-09650fde003a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2007-02-28
Reporting Person: LARGE STEPHEN J (Grp Pres, Gen'l Mgr, FV/S)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-02-28 | Common Stock | D | 37986.34 | — | Disposed | 2317.05 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3537.0012 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Units | $0.0 | 1988-08-08 | Common Stock (1866.23) | 1866.23 | Direct |
| Phantom Stock | $0.0 | 1988-08-08 | Common Stock (9262.59) | 9262.59 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (8894) | 8894 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (21663) | 21663 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (29706) | 29706 | Direct |
| Phantom Units | $0.0 | 1988-08-08 | Common Stock (701.07) | 701.07 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (27331) | 27331 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: Includes 32,208.23 restricted shares awarded pursuant to H.B. Company's 2000 Stock Incentive Plan. Amounts include 2,678 restricted shares which will vest in four equal annual installments beginning on 4-15-05, 15,844 restricted shares which will vest effective December 2, 2007 and 14, 366 restricted shares which will vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend reinvestment feature of the 2000 Stock Incentive Plan. A total of 30,210 restricted shares plus 678.84 shares acquired pursuant to a dividend reinvestment feature of the 2000 Stock Incentive Plan were forfeited upon Mr. Large's resignation on February 28, 2007. In connection with Mr. Large's resignation, a total of 1,340 restricted shares plus dividends vest March 1, 2007.
F3: 1992 Stock Incentive Plan: These units convert into shares of common stock on a 1-for-1 basis.
F4: 1992 Stock Incentive Plan: This amount includes stock units acquired pursuant to a dividend equivalent reinvestment feature on the H.B. Fuller Company 1992 Stock Incentive Plan.
F5: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F6: Deferred Compensation Plan: Units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F7: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F8: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 3, 2004.
F9: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 2, 2005.
F10: 2000 Stock Incentive Plan: This option vests in four equal installments beginning on December 1, 2006.
F11: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F12: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F13: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F14: 2000 Stock Incentive Plan: This option vests in four equal installments beginning December 4, 2007.
F15: 2000 Stock Incentive Plan: Includes 7,080 restricted shares awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. The shares will vest effective December 4, 2009. Total amount also includes restricted shares acquired pursuant to a dividend reinvestment feature of the 2000 Stock Incentive Plan. These restricted shares plus 17.50 shares acquired pursuant to a dividend reinvestment feature of the 2000 Stock Incentive Plan were forfeited upon Mr. Large's resignation on February 28, 2007.
F16: 1992 Stock Incentive Plan: In connection with Mr. Large's resignation on February 28, 2007, these stock units plus dividends vest March 1, 2007.