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FULLER H B CO — Director's Dealing 2007
Apr 17, 2007
31338_dirs_2007-04-17_040cb0f3-2087-465b-88bf-da01563866a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2007-04-15
Reporting Person: MORETTI MONICA (VP and Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-04-15 | Common Stock | F | 133 | $27.20 | Disposed | 8951.79 | Direct |
| 2007-04-15 | Common Stock | D | .099 | $27.20 | Disposed | 8951.69 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1828.25 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (5082) | 5082 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (7136) | 7136 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (16776) | 16776 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (9646) | 9646 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: 5,950 restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. This amount includes 776 restricted shares that vest in two equal annual installments beginning April 15, 2007; 1,118 restricted shares that vest effective December 2, 2007 and 4,056 restricted shares that vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: 2,499 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan and will vest effective December 4, 2009. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F4: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 3, 2004.
F5: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 2, 2005.
F6: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006.
F7: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F8: 2000 Stock Incentive Plan: Shares withheld for taxes due on 405.099 shares issued pursuant to the 2000 Stock Incentive Plan.
F9: Cash settlement of fractional share in connection with the vesting of restricted stock held by reporting person.