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FULLER H B CO — Director's Dealing 2007
Jul 16, 2007
31338_dirs_2007-07-16_1dbdebb2-0266-4b66-b1ce-12c662d399ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2007-07-13
Reporting Person: MCCREARY JAMES C (VP, Corp Controller & Int. CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-07-13 | Phantom Units | $0.0 | A | 2.90 | Disposed | Common Stock (2.90) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3786.88 | Indirect |
| Common Stock | 22646.01 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $12.975 | 2012-01-17 | Common Stock (15368) | 15368 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.95 | 2012-12-09 | Common Stock (14044) | 14044 | Direct |
| Phantom Units | $0.0 | Common Stock (3199.63) | 3199.63 | Direct | |
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (15244) | 15244 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (18348) | 18348 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.015 | 2015-12-01 | Common Stock (16776) | 16776 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (9646) | 9646 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired during the fiscal year pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: Amount includes 9,423 restricted shares that were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan: 893 restricted shares vest in two equal annual installments beginning April 15, 2007; 4,474 restricted shares vest effective December 2, 2007; and 4,056 restricted shares vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: Amount includes 2,499 restricted shares that were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan and will vest effective December 4, 2009. Amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
F4: 2000 Stock Incentive Plan: This option vests four in equal annual installments beginning on January 17, 2003.
F5: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 9, 2003.
F6: Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
F7: Deferred Compensation Plan: Units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
F8: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F9: 2000 Stock Incentive Plan: This option vests in four equal annual installment beginning on December 3, 2004.
F10: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 2, 2005.
F11: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F12: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F13: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
F14: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006.
F15: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.