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FULLER H B CO — Director's Dealing 2007
Dec 4, 2007
31338_dirs_2007-12-04_f9cafdae-0b79-4cd1-a914-0a24acbad249.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FULLER H B CO (FUL)
CIK: 0000039368
Period of Report: 2007-12-02
Reporting Person: GILLIGAN KEVIN M (Vice President, Asia/Pacific)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-02 | Common Stock | F | 1013 | $25.29 | Disposed | 6786.102 | Direct |
| 2007-12-02 | Common Stock | D | .262 | $25.29 | Disposed | 6785.84 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4813.54 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Units | $0 | Common Stock (278.45) | 278.45 | Direct | |
| Employee Stock Option (Right-to-Buy) | $13.95 | 2012-12-09 | Common Stock (2342) | 2342 | Direct |
| Employee Stock Option (Right-to-Buy) | $13.65 | 2013-12-03 | Common Stock (10162) | 10162 | Direct |
| Employee Stock Option (Right-to-Buy) | $14.49 | 2014-12-02 | Common Stock (12232) | 12232 | Direct |
| Employee Stock Option (Right-to-Buy) | $16.0150 | 2015-12-01 | Common Stock (11184) | 11184 | Direct |
| Employee Stock Option (Right-to-Buy) | $26.79 | 2016-12-04 | Common Stock (6431) | 6431 | Direct |
Footnotes
F1: 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B. Fuller Company Thrift Plan.
F2: 2000 Stock Incentive Plan: 5,984 restricted shares were awarded pursuant to H.B. Fuller Company's 2000 Stock Incentive Plan. This amount includes 298 restricted shares that vest in two equal annual installments beginning April 15, 2007; 2,982 restricted shares that vest effective December 2, 2007 and 2,704 restricted shares that vest effective December 1, 2008. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan.
F3: Amended and Restated 2000 Stock Incentive Plan: 1,666 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. These restricted shares vest effective December 4, 2009. This amount also includes restricted shares acquired pursuant to a dividend accrual feature of the 2000 Stock Incentive Plan.
F4: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
F5: Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees Deferred Compensation Plan.
F6: Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
F7: 2000 Stock Incentive Plan: This option vested in four equal annual installments beginning on December 9, 2003.
F8: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 3, 2004.
F9: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 2, 2005.
F10: 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 1, 2006.
F11: Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2007.
F12: 2000 Stock Incentive Plan: Shares withheld for taxes due on 3,095.262 shares issued pursuant to the 2000 Stock Incentive Plan.
F13: Cash settlement of fractional share in connection with the vesting of restricted stock held by reporting person.