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Fulgent Genetics, Inc. — Director's Dealing 2020
May 28, 2020
32553_dirs_2020-05-27_25d688dc-ac6b-452d-8756-fe7aa4c371ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fulgent Genetics, Inc. (FLGT)
CIK: 0001674930
Period of Report: 2020-05-22
Reporting Person: BOLGER JOHN C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-22 | Common Stock | M | 2500 | $3.925 | Acquired | 9342 | Direct |
| 2020-05-22 | Common Stock | M | 2631 | $0.38 | Acquired | 11973 | Direct |
| 2020-05-22 | Common Stock | S | 8677 | $15.3611 | Disposed | 3296 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-22 | Stock Option (Right to Buy) | $3.925 | M | 2500 | Disposed | 2028-05-18 | Common Stock (2500) | Direct |
| 2020-05-22 | Stock Option (Right to Buy) | $0.38 | M | 2631 | Disposed | 2026-02-22 | Common Stock (2631) | Direct |
| 2020-05-27 | Stock Option (Right to Buy) | $15.82 | A | 5000 | Acquired | 2030-05-26 | Common Stock (5000) | Direct |
Footnotes
F1: The shares were sold in multiple transactions at prices ranging from $15.29 to $15.48, inclusive. The reported price reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 18, 2018, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.
F3: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after February 23, 2016, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.
F4: The shares subject to the option vest over a period of four years, with 1/4th of such shares vesting 12 months after May 27, 2020, and 1/16th of such shares vesting at the end of every three-month period over the 36 months thereafter, subject to Mr. Bolger's continued service for the Issuer on each vesting date.