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FUELCELL ENERGY INC — Director's Dealing 2021
Feb 3, 2021
33505_dirs_2021-02-03_9782c42b-55ae-4ebb-91de-2ccc63100b07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-02-01
Reporting Person: Lisowski Michael (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | M | 1247 | — | Acquired | 2849 | Direct |
| 2021-02-01 | Common Stock | F | 387 | $21.88 | Disposed | 2462 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Employee Restricted Stock Unit | $0 | M | 1247 | Disposed | Common Stock (1247) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
F2: On January 31, 2018, the reporting person was granted 4,990 restricted stock units, which vest 25% on each of the first, second, third and fourth anniversaries of the date of grant, subject to continued employment.
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