FUELCELL ENERGY INC — Director's Dealing 2021

Apr 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-04-05

Reporting Person: Arasimowicz Jennifer D (EVP, Gen. Counsel, CAO, Secy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-05	Common Stock	M	4682	—	Acquired	17991	Direct
2021-04-05	Common Stock	F	1468	$13.57	Disposed	16523	Direct
2021-04-05	Common Stock	M	8333	—	Acquired	24856	Direct
2021-04-05	Common Stock	F	2612	$13.57	Disposed	22244	Direct
2021-04-06	Common Stock	S	8000	$13.455	Disposed	14244	Direct
2021-04-06	Common Stock	M	4167	—	Acquired	18411	Direct
2021-04-06	Common Stock	F	1306	$13.85	Disposed	17105	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-05	Employee Restricted Stock Unit	$	M	4682	Disposed		Common Stock (4682)	Direct
2021-04-05	Employee Restricted Stock Unit	$	M	8333	Disposed		Common Stock (8333)	Direct
2021-04-06	Employee Restricted Stock Unit	$	M	4167	Disposed		Common Stock (4167)	Direct

Footnotes

F1: Restricted stock units were converted into common stock on a one-for-one basis.

F2: Represents shares netted for taxes pursuant to vesting of Restricted Stock Units.

F3: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4: On April 5, 2018, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.

F5: On April 5, 2018, the reporting person was granted restricted stock units, which vest 100% on the third anniversary of the date of grant, subject to continued employment.

F6: On April 6, 2017, the reporting person was granted restricted stock units, which vest 1/4 on each of the first, second, third, and fourth anniversaries of the date of grant, subject to continued employment.