FUELCELL ENERGY INC — Director's Dealing 2021

Apr 19, 2021

SEC Form 4/A — Form 4/A

Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2020-04-13

Reporting Person: HILZINGER MATTHEW F (Director)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Deferred Common Stock Units	$		Common Stock (42926)	42926	Direct

Footnotes

F1: This Amendment is being filed to correct the original Form 4 filed on April 15, 2020, and Amendment Number 1, filed on April 24, 2020. The original and amended Form 4s reported that the restricted stock units had vested and the vested shares were reported as direct holdings on Table I. The reporting person elected to defer the receipt of those shares, so they are now correctly reported as Deferred Common Stock Units on Table II.

F2: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F3: Balance reflects the vesting of restricted stock units previously reported, which the reporting person has elected to defer.