FUELCELL ENERGY INC — Director's Dealing 2021

Apr 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-04-15

Reporting Person: von Althann Natica (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-15	Deferred Common Stock Units	$	A	567	Acquired		Common Stock (567)	Direct

Footnotes

F1: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc. 2021 Director Compensation Program. As such fees are being deferred pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan, deferred common stock units are being issued to the reporting person. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2: Balance includes the April 8, 2021 vesting of restricted stock units previously awarded and reported, which the reporting person has elected to defer, as well as all other previously vested restricted stock units and common stock that the reporting person has elected to defer.