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FUELCELL ENERGY INC — Director's Dealing 2021
May 27, 2021
33505_dirs_2021-05-27_b95ce2bc-383d-4e31-88b3-aeadd29a8ecc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-05-25
Reporting Person: Hansen Cynthia L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-25 | Common Stock | A | 2042 | — | Acquired | 2042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-25 | Director Restricted Stock Unit | $ | A | 8165 | Acquired | Common Stock (8165) | Direct |
Footnotes
F1: Represents director retainer and committee fees paid in stock pursuant to the FuelCell Energy, Inc 2021 Director Compensation Program.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock or, at the election of the Compensation Committee, the cash value thereof.
F3: These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2022, and (ii) are to be settled in cash or in shares of the Company's common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.