FUELCELL ENERGY INC — Director's Dealing 2021

Aug 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-08-24

Reporting Person: Lisowski Michael (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-24	Common Stock	M	5492	—	Acquired	7954	Direct
2021-08-24	Common Stock	F	1722	$6.27	Disposed	6232	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-24	Employee Restricted Stock Unit	$0	M	5492	Disposed		Common Stock (5492)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.

F2: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

F3: On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.