FUELCELL ENERGY INC — Director's Dealing 2021

Nov 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUELCELL ENERGY INC (FCEL)
CIK: 0000886128
Period of Report: 2021-11-24

Reporting Person: Bishop Michael S. (EVP, CFO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-24	Common Stock	S	6000	$9.24	Disposed	22761	Direct
2021-11-24	Common Stock	M	9609	—	Acquired	32370	Direct
2021-11-24	Common Stock	F	3012	$9.53	Disposed	29358	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-24	Employee Restricted Stock Unit	$0	M	9609	Disposed		Common Stock (9609)	Direct

Footnotes

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Restricted stock units were converted into common stock on a one-for-one basis.

F3: Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units.

F4: On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.