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FUEL TECH, INC. Director's Dealing 2018

Mar 26, 2018

34249_dirs_2018-03-26_0b4dd392-f7e2-45a2-9440-96da4f91ea98.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2017-12-31

Reporting Person: BAILEY BETTYE J (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-27	Common Stock	W	32028	—	Acquired	2961384	Direct
2017-10-12	Common Stock	W	1367589	—	Acquired	4328973	Direct

Footnotes

F1: Transfer by inheritance of 32,028 shares from a marital trust that were formerly owned by the Estate of Ralph E. Bailey, the deceased husband of Mrs. Bailey.

F2: Transfer by inheritance of 1,367,509 shares from the Estate of Ralph E. Bailey.

F3: Excludes 245,000 shares owned by a family trust in which Mrs. Bailey has no beneficial ownership interest.