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FUEL TECH, INC. — Director's Dealing 2017
Mar 28, 2017
34249_dirs_2017-03-28_cf856d24-e9b0-46ce-8b08-294442b4356f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2017-03-27
Reporting Person: BAILEY BETTYE J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-27 | Common Stock | G | 647134 | — | Acquired | 2929356 | Direct |
Footnotes
F1: Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer.
F2: Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey.
F3: Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4.