FUEL TECH, INC. — Director's Dealing 2016

Jan 4, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2015-12-30

Reporting Person: BAILEY DOUGLAS G (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-30	Common Stock	P	15000	$1.85	Acquired	1842438	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15000	Indirect
Common Stock	245000	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $1.82 to $1.85; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Registrant, or a security holder of the Registrant.

F2: The reporting person disclaims beneficial ownership of these shares.

F3: The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.