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FUEL TECH, INC. — Director's Dealing 2016
Mar 3, 2016
34249_dirs_2016-03-03_39fdea24-5455-4203-9f9c-525f0bf23daa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2016-03-01
Reporting Person: BAILEY DOUGLAS G (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Stock | A | 14400 | — | Acquired | 1856838 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Indirect |
| Common Stock | 245000 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these shares.
F2: The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.
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