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FUEL TECH, INC. Director's Dealing 2016

Mar 3, 2016

34249_dirs_2016-03-03_39fdea24-5455-4203-9f9c-525f0bf23daa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2016-03-01

Reporting Person: BAILEY DOUGLAS G (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-01 Common Stock A 14400 Acquired 1856838 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Indirect
Common Stock 245000 Indirect

Footnotes

F1: The reporting person disclaims beneficial ownership of these shares.

F2: The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.