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FUEL TECH, INC. Director's Dealing 2015

Apr 9, 2015

34249_dirs_2015-04-09_66572102-ddb5-4dc8-be3c-8f8e235b25e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2015-03-31

Reporting Person: BAILEY RALPH E (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-31 Common Stock G 2919356 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1399617 Direct
Common Stock 10000 Indirect
Common Stock 245000 Indirect

Footnotes

F1: Shares transferred by reporting person's spouse to a grantor retained annuity trust ("Spouse's GRAT").

F2: Mr. Bailey has power of substitution over property in this trust but neither Mr. Bailey nor his spouse are beneficiaries of the trust and Mr. Bailey disclaims beneficial ownership of such shares. This report should not be deemed admission that the reporting person is the beneficial owner of the shares in this trust for purposes of Section 16 or for any other purposes.