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FUEL TECH, INC. — Director's Dealing 2014
Mar 14, 2014
34249_dirs_2014-03-14_0ceccf14-a480-4940-9898-b4105889b455.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2012-12-21
Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-21 | Common Stock | M | 12500 | — | Acquired | 1515258 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-21 | Ristricted Stock Units | $ | M | 12500 | Disposed | Common Stock (12500) | Direct |
Footnotes
F1: These shares have been reported on an amended Form 4 filed 3/14/2014 to amend a Form 4 filed on 12/22/2010. This amendment re-reports this transaction solely to gain access to the filing system.
F2: Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On December 21, 2010, the reporting person was granted 25,000 RSUs, of which fifty percent (50%) of the shares subject to the RSUs vested on December 21, 2012. Such RSUs were previously reported in Table II on Form 4 filed with the Securities and Exchange Commission on December 22, 2010.