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FUEL TECH, INC. — Director's Dealing 2014
Aug 8, 2014
34249_dirs_2014-08-08_cb6864ea-e923-4ce6-80ec-685f6b0fa4ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2014-05-30
Reporting Person: BAILEY RALPH E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-30 | Common Stock | A | 10000 | $4.565 | Acquired | 1428223 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-30 | Common Option | $4.565 | M | 10000 | Disposed | 2014-06-02 | Common (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2649048 | Indirect |
| Common Stock | 170980 | Indirect |
| Common Stock | 245000 | Indirect |
Footnotes
F1: Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares.
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