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FUEL TECH, INC. Director's Dealing 2014

Aug 8, 2014

34249_dirs_2014-08-08_cb6864ea-e923-4ce6-80ec-685f6b0fa4ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2014-05-30

Reporting Person: BAILEY RALPH E (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-05-30 Common Stock A 10000 $4.565 Acquired 1428223 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-05-30 Common Option $4.565 M 10000 Disposed 2014-06-02 Common (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2649048 Indirect
Common Stock 170980 Indirect
Common Stock 245000 Indirect

Footnotes

F1: Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares.