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FUEL TECH, INC. — Director's Dealing 2014
Oct 22, 2014
34249_dirs_2014-10-22_7c650a67-117b-4112-9608-db594e5f9232.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2014-09-24
Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-24 | Common Stock | P | 6800 | $4.2255 | Acquired | 1754838 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Indirect |
| Common Stock | 245000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25 inclusive.
F2: This amendment is filed to reflect this previously reported indirect holding. The reporting person disclaims beneficial ownership of these shares.
F3: The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.