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FUEL TECH, INC. Director's Dealing 2014

Oct 22, 2014

34249_dirs_2014-10-22_7c650a67-117b-4112-9608-db594e5f9232.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2014-09-24

Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-24 Common Stock P 6800 $4.2255 Acquired 1754838 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Indirect
Common Stock 245000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25 inclusive.

F2: This amendment is filed to reflect this previously reported indirect holding. The reporting person disclaims beneficial ownership of these shares.

F3: The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.