FUEL TECH, INC. — Director's Dealing 2014

Oct 22, 2014

SEC Form 5/A — Form 5/A

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2012-12-31

Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-24	Common Stock	G	245000	$0.00	Acquired	245000	Indirect
2012-12-26	Common Stock	G	15000	$0.00	Acquired	15000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1515258	Direct

Footnotes

F1: On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose.

F2: On December 26, 2012 a trust for the benefit of the reporting person's daughter distributed these shares to her. A reportable interest in these shares had previously been reported incorrectly.