AI assistant
FUEL TECH, INC. — Director's Dealing 2013
Feb 13, 2013
34249_dirs_2013-02-13_279c615e-c494-48a4-9c76-0b5e6f3a846e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2012-12-31
Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-24 | Common Stock | G | 245000 | $0.00 | Acquired | 245000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1515258 | Direct |
Footnotes
F1: On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose.