FUEL TECH, INC. — Director's Dealing 2013

Apr 12, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2013-04-10

Reporting Person: Collins David S (Sr. Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-04-10	Common Stock	M	8000	—	Acquired	8000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-04-10	Restricted Stock Units	$	A	4000	Acquired		Common stock (4000)	Direct

Footnotes

F1: Represents the conversion upon vesting of restricted stock units ("RSUs") into Common Stock. On April 10, 2013, the reporting person was granted 12,000 RSUs, of which two-thirds of the shares subject to the RSUs vested immediately. The remainder of such RSUs are reported in Table II below.

F2: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.

F3: The Restricted Stock Units vest on the first anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2011 Executive Performance RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.