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FUEL TECH, INC. — Director's Dealing 2013
Apr 12, 2013
34249_dirs_2013-04-12_cf727317-1603-4e92-b805-a3e1bd99c263.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2013-03-15
Reporting Person: Collins David S (Sr. Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-15 | Restricted Stock Units | $ | A | 7200 | Acquired | Common Stock (7200) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one stock of FTEK Common Stock.
F2: The Form 4, as originally filed, incorrectly reported the number of RSUs granted. The Form 4, as amended by this Form 4/A, correctly reports such information.
F3: The Restricted Stock Units vest in three installments: (i) one-third of the total RSUs awarded shall vest thirteen (13) months after the transaction date shown above, (ii) one-third shall vest on the second anniversary of the transaction date shown above, and (iii) the remaining one-third shall vest on the third anniversary of the transaction date shown above. Subject to the restrictions on distribution set forth in the registrant's 2012 Executive Performance RSU Award Agreement, generally, shares will be delivered to the reporting person in respect of vested RSUs as soon as practicable after each vesting date, unless the reporting person has elected to defer distribution until a later date.