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FUEL TECH, INC. — Director's Dealing 2011
May 23, 2011
34249_dirs_2011-05-23_99916f68-7756-4b15-af18-5d576453a09b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2011-05-19
Reporting Person: BAILEY DOUGLAS G (Director, President, CEO & Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-19 | Common stock | A | 10000 | $3.595 | Acquired | 1347434 | Direct |
| 2011-05-19 | Common stock | A | 10000 | $6.265 | Acquired | 1357434 | Direct |
| 2011-05-19 | Common stock | A | 10000 | $4.195 | Acquired | 1367494 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-19 | Common Stock | $3.595 | M | 10000 | Disposed | 2011-06-12 | Common (10000) | Direct |
| 2011-05-19 | Common Stock | $6.265 | M | 10000 | Disposed | 2012-06-06 | Common (10000) | Direct |
| 2011-05-19 | Common Stock | $4.195 | M | 10000 | Disposed | 2013-05-28 | Common (10000) | Direct |
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