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FUEL TECH, INC. — Director's Dealing 2011
May 24, 2011
34249_dirs_2011-05-24_05af588d-fdf3-4343-b2be-acef69064b91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2011-05-19
Reporting Person: BAILEY RALPH E (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-19 | Common Stock | M | 51048 | — | Acquired | 51048 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-19 | Units | $ | M | 51048 | Disposed | 2011-05-19 | Common Stock (51048) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2286945 | Indirect |
| Common Stock | 55000 | Indirect |
| Common Stock | 170980 | Indirect |
Footnotes
F1: Each share equivalent unit was the economic equivalent of one share of the Company's Common Stock. On May 19, 2011 all of the share equivalent units were settled for an equal number of shares of the Company's Common Stock in connection with the reporting person's retirement from the board of directors.
F2: Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares.