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FUEL TECH, INC. — Director's Dealing 2010
Jun 7, 2010
34249_dirs_2010-06-07_db3361b9-5a47-46a6-ab2d-53e84057dd01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2010-06-03
Reporting Person: BAILEY RALPH E (Director, Emeritus Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-03 | Common Stock | J | 500000 | $0.00 | Acquired | 500000 | Direct |
| 2010-06-03 | Common Stock | J | 500000 | $0.00 | Acquired | 500000 | Indirect |
| 2010-06-03 | Common Stock | G | 500000 | $0.00 | Disposed | 500000 | Indirect |
| 2010-06-03 | Common Stock | G | 1000000 | $0.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2562400 | Indirect |
| Common Stock | 125980 | Indirect |
| Common Stock | 50000 | Indirect |
Footnotes
F1: Pro rata distribution from a family limited liability company the interests in which company are owned 50% by the reporting person and 50% by the spouse of the reporting person.
F2: Shares issued to spouse of reporting person in connection with pro rata distribution described in footnote 1.
F3: Shares transferred by reporting person to spouse as a gift.
F4: Shares transferred by reporting person's spouse to a grantor retained annuity trust ("Spouse's GRAT").
F5: Held 100% by a family limited liability company the interests in which Company are owned 50% by the reporting person and 50% by the spouse of the reporting person. The reporting person holds 100% of the voting power over these Fuel Tech shares.