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FUEL TECH, INC. — Director's Dealing 2009
Oct 2, 2009
34249_dirs_2009-10-02_bab41066-47b8-4f24-ac55-2d894fd21a5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2009-09-30
Reporting Person: Dougherty Kevin R (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-30 | Common Stock | A | 3000 | $3.80 | Acquired | 3000 | Direct |
| 2009-09-30 | Common Stock | S | 3000 | $11.3674 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-30 | Stock Option | $3.80 | M | 3000 | Disposed | 2013-12-09 | Common (3000) | Direct |
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