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FUEL TECH, INC. — Director's Dealing 2008
Sep 2, 2008
34249_dirs_2008-09-02_e71999cf-01e6-4772-b132-6bab1cd39724.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2008-06-01
Reporting Person: ARNONE VINCENT J (Former Sr Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-08-25 | Common Stock | A | 15000 | $4.387 | Acquired | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-08-25 | Stock Option | $3.80 | D | 5000 | Acquired | 2013-12-09 | Common (5000) | Direct |
| 2008-08-25 | Stock Option | $4.68 | D | 10000 | Acquired | 2014-12-07 | Common (25000) | Direct |
| 2008-06-01 | Stock Option | $8.46 | J | 11250 | Disposed | 2015-12-06 | Common (45000) | Direct |
| 2008-06-01 | Stock Option | $25.49 | J | 20000 | Disposed | 2016-12-07 | Common (40000) | Direct |
Footnotes
F1: Reflects forfeiture of 11,250 shares to Issurer on reporting person's termination of employment.
F2: Reflects forfeiture of 20,000 shares to Issurer on reporting person's termination of employment.
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