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FUEL TECH, INC. — Director's Dealing 2007
Jul 2, 2007
34249_dirs_2007-07-02_1ec862a7-5d97-4ddd-8b8c-695a61b2c6db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH, INC. (FTEK)
CIK: 0000846913
Period of Report: 2007-06-28
Reporting Person: BAILEY DOUGLAS G (Director, Deputy Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-06-28 | Common stock | S | 14914 | $35.0067 | Disposed | 141878 | Direct |
| 2007-06-29 | Common stock | S | 4235 | $35.0165 | Disposed | 137643 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Warrant | $1.75 | 2008-04-30 | Common (1250000) | 1250000 | Direct |
| Common Option | $1.531 | 2008-07-17 | Common (10000) | 10000 | Direct |
| Common Option | $2.125 | 2009-06-28 | Common (10000) | 10000 | Direct |
| Common Option | $2.344 | 2010-06-26 | Common (10000) | 10000 | Direct |
| Common Option | $3.595 | 2011-06-13 | Common (10000) | 10000 | Direct |
| Common Option | $6.265 | 2012-06-16 | Common (10000) | 10000 | Direct |
| Common Option | $4.195 | 2013-05-29 | Common (10000) | 10000 | Direct |
| Common Option | $3.80 | 2013-12-09 | Common (40000) | 40000 | Direct |
| Common Option | $4.68 | 2014-12-07 | Common (15000) | 15000 | Direct |
| Common Option | $8.46 | 2015-12-06 | Common (12500) | 12500 | Direct |
| Common Option | $25.49 | 2016-12-07 | Common (10000) | 10000 | Direct |
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