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FUEL TECH, INC. — Director's Dealing 2005
Nov 14, 2005
34249_dirs_2005-11-14_e9407b53-fb6b-427f-852d-a07f767654b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FUEL TECH N V (FTEK)
CIK: 0000846913
Period of Report: 2005-11-09
Reporting Person: ALBANESE VINCENT M (Vice President of Operating Su)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-11-09 | Common Stock | A | 50000 | $2.125 | Acquired | 53750 | Direct |
| 2005-11-09 | Common Stock | A | 15000 | $5.98 | Acquired | 68750 | Direct |
| 2005-11-09 | Common Stock | S | 65000 | $9.65 | Disposed | 3750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-11-09 | Stock Option | $2.125 | M | 50000 | Disposed | 2009-02-02 | Common (50000) | Direct |
| 2005-11-09 | Stock Option | $5.98 | M | 15000 | Disposed | 2012-02-28 | Common (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $2.0625 | 2010-02-08 | Common (35000) | 35000 | Direct |
| Stock Option | $1.5 | 2011-02-22 | Common (25000) | 25000 | Direct |
| Stock Option | $5.98 | 2012-02-28 | Common (5000) | 5000 | Direct |
| Stock Option | $3.8 | 2013-12-09 | Common (25000) | 25000 | Direct |
| Stock Option | $4.68 | 2014-12-07 | Common (30000) | 30000 | Direct |
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