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fuboTV Inc. /FL — Director's Dealing 2019
Sep 11, 2019
31936_dirs_2019-09-11_48d48834-1c9a-4817-8406-fb526b596bbc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Pulse Evolution Group, Inc. (DGLF)
CIK: 0001484769
Period of Report: 2018-08-08
Reporting Person: TEXTOR JOHN C (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | C | 7648947 | — | Acquired | 7648947 | Direct |
| 2019-02-28 | Common Stock | C | 246535 | — | Acquired | 246535 | Indirect |
| 2019-02-28 | Common Stock | C | 209555 | — | Acquired | 209555 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-08 | Series X Preferred Stock | $0 | J | 509929 | Acquired | 2019-02-28 | Common Stock (7648947) | Direct |
| 2018-08-08 | Series X Preferred Stock | $0 | J | 16435 | Acquired | 2019-02-28 | Common Stock (246535) | Indirect |
| 2018-08-08 | Series X Preferred Stock | $0 | J | 13970 | Acquired | 2019-02-28 | Common Stock (209555) | Indirect |
| 2018-08-08 | Series X Preferred Stock | $0 | J | 509929 | Acquired | 2019-02-28 | Common Stock (7648947) | Direct |
| 2018-08-08 | Series X Preferred Stock | $0 | J | 16435 | Acquired | 2019-02-28 | Common Stock (246535) | Indirect |
| 2018-08-08 | Series X Preferred Stock | $0 | J | 13970 | Acquired | 2019-02-28 | Common Stock (209555) | Indirect |
Footnotes
F1: The Series X preferred stock automatically converted to shares of the issuer's common stock on February 28, 2019.
F2: Held jointly by the reporting person and his spouse.
F3: Held by the reporting person's spouse.
F4: Held by the reporting person's spouse as custodian for the reporting person's and his spouse's minor child.
F5: On August 8, 2018, in connection with the closing of the share exchange pursuant to which the issuer acquired Evolution AI Corporation, the reporting person and his affiliates acquired an aggregate of approximately 540,335 shares of the issuer's Series X preferred stock.