FTC Solar, Inc. — Director's Dealing 2021

Apr 28, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: FTC Solar, Inc. (FTCI)
CIK: 0001828161
Period of Report: 2021-04-27

Reporting Person: Grover Jay (Vice President, Supply Chain)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	100000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$0.57	2028-02-13	Common Stock (50000)		Direct
Stock Option (Right to Buy)	$3.92	2029-05-09	Common Stock (10000)		Direct

Footnotes

F1: None of the amounts of securities in this Form 3 reflect a 8.25-for-1 stock split of the Issuer's capital stock expected to be effected on April 28, 2021.

F2: 43,750 of the options are fully vested and exercisable as of April 27, 2021, and the remaining 6,250 of the options will vest in monthly installments until October 2, 2021.

F3: 4,791 of the options are fully vested and exercisable as of April 27, 2021, and the remaining 5,209 of the options will vest in monthly installments until May 13, 2023.