FTC Solar, Inc. — Director's Dealing 2021

Apr 28, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: FTC Solar, Inc. (FTCI)
CIK: 0001828161
Period of Report: 2021-04-27

Reporting Person: Springer David (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	992694	Direct
Common Stock	300000	Indirect
Common Stock	40000	Indirect
Common Stock	30000	Indirect
Common Stock	30000	Indirect
Common Stock	4000	Indirect

Footnotes

F1: None of the amounts of securities in this Form 3 reflect a 8.25-for-1 stock split of the Issuer's capital stock expected to be effected on April 28, 2021.

F2: These shares are owned directly by the DS 2021 GRAT for the benefit of the Reporting Person.The Reporting Person (a) is the sole trustee, (b) has sole voting and dispositive
power with respect to the shares held by the trust and (c) has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the DS 2021 GRAT. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

F3: These shares are owned directly by the KC 2021 Trust for the benefit of the Reporting Person's fiancee. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the KC 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

F4: These shares are owned directly by the JT 2021 Trust. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the JT 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.

F5: These shares are owned directly by the SF 2021 Trust. The Reporting Person has sole power to acquire for himself any asset held in the trust, including the shares, by substituting other property of equivalent value of the SF 2021 Trust. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section
16 or any other purpose.

F6: These shares are owned directly by the KNS 2021 Trust for the benefit of the Reporting Person's sister. The Reporting Person has sole power to acquire for himself any asset held in the trust, The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose, including the shares, by substituting other property of equivalent value of the KNS 2021 Trust.